In recent years, it has become increasingly common for plaintiffs to sue anonymously—while at the same time identifying the defendant(s) by name as well as their alleged acts often in lurid and excruciating detail.  A lawsuit, of course, is nothing more than a series of allegations and is not in and of itself proof of wrongdoing. But that fact offers cold comfort to those defendants facing unrelenting media coverage of a freshly filed lawsuit particularly if the complaint is chock-full of salacious claims.

A recent decision from the California Court of Appeal, Roe v. Smith, clarifies that plaintiffs must meet a high bar when seeking to proceed under “John Doe” pseudonyms. The case involved two former students who sued a classmate for defamation after a school investigation found no basis for sexual-misconduct allegations. Although the trial court allowed the plaintiffs to proceed pseudonymously, the Court of Appeal reversed, holding that the plaintiffs failed to satisfy the relatively stringent requirements for pseudonymity.

In a pointed critique, the Court observed: “It is apparent that [the plaintiff] wants to have his cake and eat it too. [The plaintiff] wants the option to hide behind a shield of anonymity in the event he is unsuccessful in proving his claim, but he would surely identify himself if he were to prove his claims.”

The Court refused to endorse a system in which defendants are always named, but plaintiffs may elect not to reveal their identities and/or to do so only if they happen to prevail at trial.

The Court’s reversal turned largely on its rejection of the plaintiffs’ argument that anonymity was necessary to avoid negative impressions by future employers. The court distinguished between a speculative concern that an employer might discover a potential hire’s litigious background through an “Internet search” and the concrete, particularized fear of violence that historically justified pseudonymity.

Following this decision, plaintiffs suing employers, supervisors, and coworkers face a steep burden when seeking to proceed anonymously in California state courts. Generalized concerns about reputational harm, embarrassment, or disapproval by a prospective employer are unlikely to suffice. Without evidence-supported, specific risks—far beyond broad assertions of possible harm—courts appear increasingly disinclined to allow John Doe and Susan Roe to have “their cake and eat it too.”

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Photo of Tony Oncidi Tony Oncidi

Anthony J. Oncidi is the Co-Chair Emeritus of the Labor & Employment Law Department and heads the West Coast Labor & Employment group in the firm’s Los Angeles office.

Tony represents employers and management in all aspects of labor relations and employment law…

Anthony J. Oncidi is the Co-Chair Emeritus of the Labor & Employment Law Department and heads the West Coast Labor & Employment group in the firm’s Los Angeles office.

Tony represents employers and management in all aspects of labor relations and employment law, including litigation and preventive counseling, wage and hour matters, including class actions, wrongful termination, employee discipline, Title VII and the California Fair Employment and Housing Act, executive employment contract disputes, sexual harassment training and investigations, workplace violence, drug testing and privacy issues, Sarbanes-Oxley claims and employee raiding and trade secret protection. A substantial portion of Tony’s practice involves the defense of employers in large class actions, employment discrimination, harassment and wrongful termination litigation in state and federal court as well as arbitration proceedings, including FINRA matters.

Tony is recognized as a leading lawyer by such highly respected publications and organizations as the Los Angeles Daily JournalThe Hollywood Reporter, and Chambers USA, which gives him the highest possible rating (“Band 1”) for Labor & Employment.  According to Chambers USA, clients say Tony is “brilliant at what he does… He is even keeled, has a high emotional IQ, is a great legal writer and orator, and never gives up.” Other clients report:  “Tony has an outstanding reputation” and he is “smart, cost effective and appropriately aggressive.” Tony is hailed as “outstanding,” particularly for his “ability to merge top-shelf lawyerly advice with pragmatic business acumen.” He is highly respected in the industry, with other commentators lauding him as a “phenomenal strategist” and “one of the top employment litigators in the country.”

“Tony is the author of the treatise titled Employment Discrimination Depositions (Juris Pub’g 2020; www.jurispub.com), co-author of Proskauer on Privacy (PLI 2020), and, since 1990, has been a regular columnist for the official publication of the Labor and Employment Law Section of the State Bar of California and the Los Angeles Daily Journal.

Tony has been a featured guest on Fox 11 News and CBS News in Los Angeles. He has been interviewed and quoted by leading national media outlets such as The National Law JournalBloomberg News, The New York Times, and Newsweek and Time magazines. Tony is a frequent speaker on employment law topics for large and small groups of employers and their counsel, including the Society for Human Resource Management (“SHRM”), PIHRA, the National CLE Conference, National Business Institute, the Employment Round Table of Southern California (Board Member), the Council on Education in Management, the Institute for Corporate Counsel, the State Bar of California, the California Continuing Education of the Bar Program and the Los Angeles and Beverly Hills Bar Associations. He has testified as an expert witness regarding wage and hour issues as well as the California Fair Employment and Housing Act and has served as a faculty member of the National Employment Law Institute. He has served as an arbitrator in an employment discrimination matter.

Tony is an appointed Hearing Examiner for the Los Angeles Police Commission Board of Rights and has served as an Adjunct Professor of Law and a guest lecturer at USC Law School and a guest lecturer at UCLA Law School.

Cooper Halpern

Cooper Halpern is a law clerk in the Labor Department and is a member of the Employment Litigation & Counseling Groups.